About

Yuter Compliance Consulting

About

Yuter Compliance Consulting

Yuter Compliance Consulting (YCC) is an internationally recognized boutique compliance consulting firm offering consultation and support services trusted by the industry’s chief compliance officers. Yuter Compliance Consulting partners with clients to provide personalized consultation and support to enhance compliance resources and improve compliance programs.  

About

Amy Yuter

Amy Yuter is the Managing Principal of Yuter Compliance Consulting. Amy has over 30 years of industry, consultation and SEC regulatory experience and focuses her practice on SEC registered investment advisers. Prior to founding YCC, Amy served as Chief Compliance Officer of BrightSphere Investment Group (BSIG), a public holding company with investment adviser subsidiaries managing over $200 billion globally. Her responsibilities have included oversight of investment advisers, investment companies, public companies, broker-dealers, and private funds. Prior to joining the BrightSphere organization, Amy was a Securities Compliance Examiner with the U.S. Securities and Exchange Commission.

Amy received her Master of Business Administration and Bachelor of Business Administration from Temple University and earned a Certification in Public and Administrative Law from The Philadelphia Institute. Amy is the founder of The Philadelphia Compliance Roundtable and the Investment Management Compliance Testing Survey and has served on the Board of Directors of the National Society of Compliance Professionals.  

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Don't get lost in the compliance maze

Work with a compliance expert

Hiring a compliance consultant is a great idea for any business that wants to ensure their operations are conducted in a legally and ethically sound manner. Compliance consultants are experts in regulatory compliance and can help businesses in navigating complex rules and regulations. They can assess risks, develop policies and procedures, and provide training to ensure employees understand their responsibilities. Compliance consultants can also help businesses avoid costly legal and reputational troubles stemming from non-compliance. Ultimately, hiring a compliance consultant gives businesses peace of mind knowing that they are operating within the law and with integrity.

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